Ann L. Swartz
CLU, ChFC®, CASL, CLF®
Chief Compliance Officer
With a career spanning almost four decades, Ann optimizes processes, enhances communication channels, and addresses the inherent challenges of building a robust financial organization. A graduate of Clark University with a degree in Economics, Ann is a firm believer in ongoing education to maintain the highest levels of professionalism. She earned the following designations: Chartered Life Underwriter (CLU), Chartered Financial Consultant (ChFC), Chartered Advisor for Senior Living (CASL), and Chartered Leadership Fellow (CLF). In addition to earning numerous awards in the financial industry, she completed a Leadership Best Practices degree at Harvard Business School in 2010.
Chartered Advisor for Senior Living (CASL) conferred by The American College.